SEC Form 4 · accession 0001533526-17-000037
GLOBAL BRASS & COPPER HOLDINGS, INC. · BRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale R Taylor
Officer — President - GBC Metals, LLC
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 1:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commn Stock, par value $0.01 per shareF1 | Apr 3, 2017 | A | 2,213 | $0.00 | A | 12,513 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Commn Stock, par value $0.01 per shareF2,F3 | $34.30 | Apr 3, 2017 | A | 6,061 | A | — | Feb 9, 2027 | Commn Stock, par value $0.01 per share | 6,061 | 6,061 | D |
Explanation of responses
- F1The Common Stock is restricted as of the date of grant. The shares will vest and become unrestricted in three equal installments over three years. The first third of the shares will vest on February 9, 2018, the second third on February 9, 2019 and the last third on February 9, 2020.
- F2None of the options are vested or exercisable on the date of grant. The options will vest in three equal installments over three years. The first third of the options vest and become exercisable on February 9, 2018, the second third on February 9, 2019 and the last third on February 9, 2020.
- F3The options are exercisable immediately upon vesting. See footnote (2).