SEC Form 4 · accession 0001533526-17-000015
GLOBAL BRASS & COPPER HOLDINGS, INC. · BRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Wasz
Officer — Chief Executive Officer · Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Mar 1, 2017 | A | 62,820 | $0.00 | A | 207,922 | D | |
| Common Stock, par value $0.01 per shareF2 | Mar 1, 2017 | F | 29,988 | $34.55 | D | 177,934 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The settlement of certain non-derivative performance shares granted on February 12, 2015, for the performance period ending December 31, 2016, granted under the Global Brass and Copper Holdings, Inc. Omnibus Equity Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).
- F2Shares withheld by the Issuer to satisfy the minimum tax withholding requirements upon vesting of performance shares granted on February 12, 2015.