SEC Form 4 · accession 0001533526-16-000097

GLOBAL BRASS & COPPER HOLDINGS, INC. · BRSS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive

Period of report

Dec 5, 2016

Accepted (ET)

Dec 7, 2016 · 1:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001533526

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, par value $0.01 per share^F1	Dec 5, 2016	M	10,952	$16.06	A	54,431	D
Common Stock, par value $0.01 per share^F1	Dec 5, 2016	M	8,562	$13.73	A	62,993	D
Common Stock, par value $0.01 per share^F2	Dec 5, 2016	S	19,514	$30.1057	D	43,479	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$16.06	Dec 5, 2016	M	10,952	D	—	Apr 3, 2024	Common Stock, par value $0.01 per share	10,952	5,475	D
Stock Option (right to buy)^F4	$13.73	Dec 5, 2016	M	8,562	D	—	Feb 12, 2025	Common Stock, par value $0.01 per share	8,562	17,123	D

F1Shares acquired from the exercise of stock options granted under the Issuer's equity incentive plan.
F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.000 to $30.450, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3These options were granted on April 3, 2014 and vest in three equal installments on the first three anniversaries of the grant date.
F4These options were granted on February 12, 2015 and vest in three equal installments on the first three anniversaries of the grant date.