SEC Form 4 · accession 0001533526-16-000083
GLOBAL BRASS & COPPER HOLDINGS, INC. · BRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert T Micchelli
Officer — Executive
Period of report
Sep 7, 2016
Accepted (ET)
Sep 8, 2016 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Sep 7, 2016 | M | 10,900 | $11.00 | A | 67,379 | D | |
| Common Stock, par value $0.01 per shareF2 | Sep 7, 2016 | S | 10,870 | $28.9604 | D | 56,509 | D | |
| Common Stock, par value $0.01 per share | Sep 8, 2016 | S | 30 | $29.52 | D | 56,479 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $11.00 | Sep 7, 2016 | M | 10,900 | D | — | May 29, 2023 | Common Stock, par value $0.01 per share | 10,900 | 0 | D |
Explanation of responses
- F1Shares acquired from the exercise of stock options granted under the Issuer's equity incentive plan.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.940 to $29.050, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3These options were granted on May 29, 2013 and vested in three equal installments on the first three anniversaries of the grant date.