SEC Form 4 · accession 0001209191-15-046015
GLOBAL BRASS & COPPER HOLDINGS, INC. · BRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Schwind
Officer — Corporate Controller
Period of report
May 21, 2015
Accepted (ET)
May 22, 2015 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | May 21, 2015 | M | 3,065 | $16.06 | A | 13,425 | D | |
| Common Stock, par value $0.01 per shareF2 | May 21, 2015 | F | 2,927 | $17.17 | D | 10,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $16.06 | May 21, 2015 | M | 3,065 | D | — | Apr 3, 2024 | Common Stock, par value $0.01 per share | 3,065 | 6,130 | D |
Explanation of responses
- F1Shares acquired from the net exercise of stock options granted under the Issuer's equity incentive plan.
- F2Shares withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of stock options.
- F3These options were granted on April 3, 2014 and vest in three equal installments on the first three anniversaries of the grant date.