SEC Form 4 · accession 0001209191-15-014571
GLOBAL BRASS & COPPER HOLDINGS, INC. · BRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin W Bense
Officer — President - A.J. Oster, LLC
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 12, 2015 | A | 6,373 | $0.00 | A | 12,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $13.73 | Feb 12, 2015 | A | 14,983 | A | — | Feb 12, 2025 | Common Stock, par value $0.01 per share | 14,983 | 14,983 | D |
Explanation of responses
- F1The Common Stock is restricted as of the date of grant. The shares will vest and become unrestricted in three equal installments over three years. The first third of the shares will vest on February 12, 2016, the second third on February 12, 2017 and the last third on February 12, 2018.
- F2None of the options are vested or exercisable on the date of grant. The options will vest in three equal installments over three years. The first third of the options vest and become exercisable on February 12, 2016, the second third on February 12, 2017 and the last third on February 12, 2018.
- F3The options are exercisable immediately upon vesting. See footnote (2).