SEC Form 4 · accession 0000899243-16-024774
GLOBAL BRASS & COPPER HOLDINGS, INC. · BRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Kodosky
Officer — Chief Financial Officer
Period of report
Jul 5, 2016
Accepted (ET)
Jul 7, 2016 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jul 5, 2016 | A | 2,731 | $0.00 | A | 7,487 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $27.46 | Jul 5, 2016 | A | 7,123 | A | — | Jul 5, 2026 | Common Stock, par value, $0.01 per share | 7,123 | 7,123 | D |
Explanation of responses
- F1The Common Stock is restricted as of the date of grant. The shares will vest and become restricted in three equal installments over three years. The first third of the shares will vest on July 5, 2017, the second third on July 5, 2018 and the third on July 5, 2019.
- F2None of the options are vested or exercisable on the date of grant. The options will vest in three equal installments over three years. The first third of the options vest and become exercisable on July 5, 2017, the second third on July 5, 2018 and the third on July 5, 2019.
- F3The options are exercisable immediately upon vesting. See footnote (2).