SEC Form 4 · accession 0001209191-15-002305
Northern Tier Energy LP · NTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Bonczek
Officer — Executive VP and CFO
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2,F3 | Jan 2, 2015 | S | 1,592 | $22.5306 | D | 23,784 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was made pursuant to an election dated August 29, 2014, for the payment of income taxes required to be paid to the Internal Revenue Service as a result of the vesting of an equity award previously granted to the reporting person as compensation for services as an officer of the Issuer's general partner.
- F2The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3$22.5306 is the weighted average sale price. The shares were sold in various transactions through a broker at prices between $22.5300 per share and $22.5400 per share.