SEC Form 4/A · accession 0001493152-17-013323
ARGENTUM 47, INC. · ARGQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Enzo Taddei
Officer — Chief Financial Officer · Director · 10% Owner
Period of report
Sep 26, 2017
Accepted (ET)
Nov 15, 2017 · 11:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533106
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Preferred StockF2 | — | Sep 26, 2017 | J | 1,000,000 | A | Sep 27, 2020 | — | Common Stock | 100,000,000 | 1,000,000 | D |
| Series B Preferred StockF1 | — | holding | — | — | — | Nov 12, 2017 | — | Common Stock | 235,325,000 | 23,532,500 | D |
Explanation of responses
- F1Each share of Series B Preferred Stock has 10 votes on all matters brought before meetings of shareholders, vote alongside holders of Common Stock and not as a separate class. Beginning on 11/12/17, each share of Series B Preferred Stock is convertible into 10 shares of Common Stock. The conversion privilege is perpetual with no expiration date.
- F2On 9/26/2017, Mr. Taddei converted $100,000 of accrued salary into 1,000,000 shares of Series C Preferred Stock. Each share of Series C Preferred Stock has 100 votes on all matters brought before meetings of shareholders, vote alongside holders of Common Stock and not as a separate class. Beginning on 9/27/2020, each share of Series C Preferred Stock is convertible into 100 shares of Common Stock. The conversion privilege is perpetual with no expiration date.