SEC Form 4 · accession 0001209191-18-054919
Phio Pharmaceuticals Corp. · PHIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geert Cauwenbergh
Officer — President & CEO · Director
Period of report
Oct 12, 2018
Accepted (ET)
Oct 15, 2018 · 9:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.0001 par value | Oct 12, 2018 | A | 17,230 | $0.4699 | A | 126,075 | D | |
| Common stock, $0.0001 par value | holding | — | — | — | 450 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As reported on a Current Report on Form 8-K filed on September 4, 2018, the reporting person has elected to receive a portion of his compensation in stock in lieu of cash. Accordingly, on October 12, 2018, the reporting person received a total of 17,230 shares of common stock from the Company in lieu of $8,096.16 of cash compensation, which includes base salary, that was payable on such date.