SEC Form 4 · accession 0001437749-18-015783
NV5 Global, Inc. · NVEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dickerson Wright
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Aug 9, 2018
Accepted (ET)
Aug 16, 2018 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 9, 2018 | S | 190,500 | $79.00 | D | 731,217 | I | Wright Family Trust dated December 12, 1990 |
| Common StockF1 | holding | — | — | — | 135,978 | I | The Lauren Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF1 | holding | — | — | — | 135,978 | I | The Stephanie Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF1 | holding | — | — | — | 135,978 | I | The Lauren Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF1 | holding | — | — | — | 135,978 | I | The Stephanie Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF1 | holding | — | — | — | 363,778 | I | Dickerson Wright 2012 GRAT dated November 9, 2012 | |
| Common StockF1 | holding | — | — | — | 363,778 | I | Katherine Wright 2012 GRAT dated November 9, 2012 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dickerson Wright and his wife, Katherine Wright, are trustees. Mr. Wright disclaims beneficial ownership of these securities except to the extent of this pecuniary interest therein.
- F2The Wright Family Trust entered into an underwriting agreement dated August 9, 2018 with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Roth Capital Partners, LLC as part of public offering of securities by the Issuer.