SEC Form 4 · accession 0001437749-18-013357
NV5 Global, Inc. · NVEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A. Liss
Director
Period of report
Jul 13, 2018
Accepted (ET)
Jul 16, 2018 · 9:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 13, 2018 | A | 1,000 | $0.00 | A | 11,645 | D | |
| Common StockF2 | holding | — | — | — | 21,000 | I | Nancy J. Liss Revocable Trust dated 12/14/1999 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units vest in full as of the day immediately preceding the Issuer's next annual stockholder meeting. Vested shares will be delivered to the Reporting Person on the earlier of (i) Reporting Person's separation from service, (ii) immediately prior to consummation of a Change of Control or (iii) July 13, 2021.
- F2(1) Jeffrey Liss is a trustee of the Nancy J. Liss Revocable Trust, dated 12/14/1999. Mr. Liss disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.