SEC Form 4 · accession 0001437749-18-010191
NV5 Global, Inc. · NVEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Tong
Officer — Exec VP and General Counsel
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 9:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 14, 2018 | A | 3,500 | $0.00 | A | 38,433 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares granted in connection with the NV5 Global Inc. 2011 Equity Incentive Plan (as amended through March 8, 2013).
- F2Restricted Stock Award, which is forfeitable until vested. Vesting two years from grant date of May 14, 2018.