SEC Form 4 · accession 0001437749-18-010180
NV5 Global, Inc. · NVEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dickerson Wright
Officer — Chairman and CEO · Director · 10% Owner
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 8:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F2,F1 | May 14, 2018 | S | 2,306 | $58.4726 | D | 921,774 | I | Wright Family Trust dated December 12, 1990 |
| Common StockF4,F2,F1 | May 15, 2018 | S | 6,057 | $57.2164 | D | 915,717 | I | Wright Family Trust dated December 12, 1990 |
| Common StockF5,F4,F6,F1 | May 14, 2018 | A | 16,000 | $0.00 | A | 931,717 | I | Wright Family Trust dated December 12, 1990 |
| Common StockF1 | holding | — | — | — | 135,978 | I | The Lauren Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF1 | holding | — | — | — | 135,978 | I | The Stephanie Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF1 | holding | — | — | — | 135,978 | I | The Lauren Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF1 | holding | — | — | — | 135,978 | I | The Stephanie Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF1 | holding | — | — | — | 363,778 | I | Dickerson Wright 2012 GRAT dated November 9, 2012 | |
| Common StockF1 | holding | — | — | — | 363,778 | I | Katherine Wright 2012 GRAT dated November 9, 2012 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dickerson Wright and his wife, Katherine Wright, are trustees. Mr. Wright disclaims beneficial ownership of these securities except to the extent of this pecuniary interest therein.
- F2The shares set forth in Column 4 of this Form 4 reflect shares sold by the reporting person to cover taxes associated with the vesting of restricted shares.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.88, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.95 to $57.40, inclusive. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F5Restricted Stock Award, which is forfeitable until vested. Vesting two years from grant date of May 14, 2018.
- F6Shares granted in connection with the NV5 Global Inc. 2011 Equity Incentive Plan (as amended through March 8, 2013).