SEC Form 4 · accession 0001437749-17-010576
NV5 Global, Inc. · NVEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dickerson Wright
Officer — Chairman and CEO · Director · 10% Owner
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 9:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | May 31, 2017 | A | 15,232 | $0.00 | A | 893,889 | I | Wright Family Trust dated December 12, 1990 |
| Common StockF3 | holding | — | — | — | 135,978 | I | The Lauren Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF3 | holding | — | — | — | 135,978 | I | The Stephanie Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF3 | holding | — | — | — | 135,978 | I | The Lauren Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF3 | holding | — | — | — | 135,978 | I | The Stephanie Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF3 | holding | — | — | — | 387,192 | I | Dickerson Wright 2012 GRAT dated November 9, 2012 | |
| Common StockF3 | holding | — | — | — | 387,192 | I | Katherine Wright 2012 GRAT dated November 9, 2012 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares granted in connection with the NV5 Global Inc. 2011 Equity Incentive Plan (as amended through March 8, 2013).
- F2Restricted Stock Award, which is forfeitable until vested. Vesting three years from grant date of May 31, 2017.
- F3Dickerson Wright and his wife, Katherine Wright, are trustees. Mr. Wright disclaims beneficial ownership of these securities except to the extent of this pecuniary interest therein.