SEC Form 4 · accession 0001437749-17-010574
NV5 Global, Inc. · NVEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander A. Hockman
Officer — President & COO · Director
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 9:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 31, 2017 | A | 4,768 | $0.00 | A | 266,767 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares granted in connection with the NV5 Global Inc. 2011 Equity Incentive Plan (as amended through March 8, 2013).
- F2Restricted Stock Award, which is forfeitable until vested. Vesting three years from grant date of May 31, 2017.