SEC Form 4 · accession 0001437749-17-000678
NV5 Global, Inc. · NVEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A. Liss
Director
Period of report
Jan 13, 2017
Accepted (ET)
Jan 13, 2017 · 8:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2017 | A | 285 | $0.00 | A | 9,645 | D | |
| Common StockF2 | holding | — | — | — | 21,000 | I | Nancy J. Liss Revocable Trust dated 12/14/1999 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common shares issued in connection with the NV5 Director Compensation Plan. The Shares have been registered under the Securities Act of 1933, as amended, pursuant to a Registration Statement on Form S-8 (Reg. No. 333-187963), filed by the Company with, and declared effective by , the Securities and Exchange Commission on June 21, 2016.
- F2Jeffrey Liss is a trustee of the Nancy J. Liss Revocable Trust, dated 12/14/1999. Mr. Liss disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.