SEC Form 4 · accession 0001437749-16-043313
NV5 Global, Inc. · NVEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dickerson Wright
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Dec 12, 2016
Accepted (ET)
Dec 13, 2016 · 8:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 12, 2016 | G | 8,000 | $0.00 | D | 835,755 | I | Wright Family Trust dated December 12, 1990 |
| Common StockF2 | holding | — | — | — | 135,978 | I | The Lauren Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF2 | holding | — | — | — | 135,978 | I | The Stephanie Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF2 | holding | — | — | — | 135,978 | I | The Lauren Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF2 | holding | — | — | — | 135,978 | I | The Stephanie Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF2 | holding | — | — | — | 408,643 | I | Dickerson Wright 2012 GRAT dated November 9, 2012 | |
| Common StockF2 | holding | — | — | — | 408,643 | I | Katherine Wright 2012 GRAT dated November 9, 2012 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents a gift/charitable donation effective August 11, 2016, to Wake Forest University. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.
- F2Dickerson Wright and his wife, Katherine Wright, are trustees. Mr. Wright disclaims beneficial ownership of these securities except to the extent of this pecuniary interest therein.