SEC Form 4 · accession 0001437749-16-037524
NV5 Global, Inc. · NVEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Tong
Officer — Exec VP and General Counsel
Period of report
Aug 12, 2016
Accepted (ET)
Aug 15, 2016 · 7:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2016 | S | 3,000 | $33.862 | D | 40,219 | D | |
| Common Stock | Aug 12, 2016 | S | 566 | $35.25 | D | 39,653 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares set forth in Column 4 of this Form 4 reflect shares sold by the reporting person to cover taxes associated with the vesting of restricted shares.