SEC Form 4 · accession 0001437749-16-037521
NV5 Global, Inc. · NVEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dickerson Wright
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F2 | Aug 11, 2016 | G | 10,000 | $0.00 | D | 843,755 | I | Wright Family Trust dated December 12, 1990 |
| Common StockF3,F2 | holding | — | — | — | 271,956 | I | Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF4,F2 | holding | — | — | — | 135,978 | I | Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF5,F2 | holding | — | — | — | 0 | I | Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF3,F2 | holding | — | — | — | 271,956 | I | Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF4,F2 | holding | — | — | — | 135,978 | I | Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF5,F2 | holding | — | — | — | 0 | I | Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF4,F2 | holding | — | — | — | 135,978 | I | The Lauren Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF4,F2 | holding | — | — | — | 135,978 | I | The Stephanie Wright Trust UAD the Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF4,F2 | holding | — | — | — | 135,978 | I | The Lauren Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF4,F2 | holding | — | — | — | 135,978 | I | The Stephanie Wright Trust UAD the Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF2 | holding | — | — | — | 408,643 | I | Dickerson Wright 2012 GRAT dated November 9, 2012 | |
| Common StockF2 | holding | — | — | — | 408,643 | I | Katherine Wright 2012 GRAT dated November 9, 2012 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents a gift/charitable donation effective August 11, 2016, to Wake Forest University. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.
- F2Dickerson Wright and his wife, Katherine Wright, are trustees. Mr. Wright disclaims beneficial ownership of these securities except to the extent of this pecuniary interest therein.
- F3On June 28, 2016, the Dickerson Wright 2010 GRAT dated June 28, 2010 and the Katherine Wright 2010 GRAT dated June 28, 2010 each distributed 11,577 shares to the Wright Family Trust dated December 12, 1990.
- F4On June 28, 2016, the Dickerson Wright 2010 GRAT dated June 28, 2010 and the Katherine Wright 2010 GRAT dated June 28, 2010 each distributed 135,978 shares to the Lauren Wright Trust created under the Dickerson Wright 2010 GRAT dated June 28, 2010 and the Lauren Wright Trust created under the Katherine Wright 2010 GRAT dated June 28, 2010.
- F5On June 28, 2016, the Dickerson Wright 2010 GRAT dated June 28, 2010 and the Katherine Wright 2010 GRAT dated June 28, 2010 each distributed 135,978 shares to the Stephanie Wright Trust created under the Dickerson Wright 2010 GRAT dated June 28, 2010 and the Stephanie Wright Trust created under the Katherine Wright 2010 GRAT dated June 28, 2010.