SEC Form 4 · accession 0001437749-16-035113
NV5 Global, Inc. · NVEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tardan Francois
Director
Period of report
Apr 14, 2016
Accepted (ET)
Jul 11, 2016 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 14, 2016 | A | 427 | $0.00 | A | 4,502 | D | |
| Common StockF2 | Jul 8, 2016 | A | 1,000 | $0.00 | A | 5,502 | D | |
| Common StockF1 | Jul 11, 2016 | A | 362 | $0.00 | A | 5,864 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common shares issued in connection with the NV5 Director Compensation Plan. The Shares have been registered under the Securities Act of 1933, as amended, pursuant to a Registration Statement on Form S-8 (Reg. No. 333-187963), filed by the Company with, and declared effective by , the Securities and Exchange Commission on June 21, 2016.
- F2These restricted stock units vest in full as of the day immediately preceding the Issuer's next annual stockholder meeting. Vested shares will be delivered to the Reporting Person on the earlier of (i) Reporting Person's separation from service, (ii) immediately prior to consummation of a Change of Control or (iii) July 8, 2019.