SEC Form 4 · accession 0001437749-16-033108
NV5 Global, Inc. · NVEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dickerson Wright
Officer — Chairman and CEO · Director · 10% Owner
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 9:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F6 | May 26, 2016 | A | 20,000 | $0.00 | A | 830,601 | I | Wright Family Trust dated December 12, 1990 |
| Common StockF4,F6 | holding | — | — | — | 283,533 | I | Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF4,F6 | holding | — | — | — | 283,533 | I | Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF5,F6 | holding | — | — | — | 408,643 | I | Dickerson Wright 2012 GRAT dated November 9, 2012 | |
| Common StockF5,F6 | holding | — | — | — | 408,643 | I | Katherine Wright 2012 GRAT dated November 9, 2012 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares granted in connection with the NV5 Global Inc. 2011 Equity Incentive Plan (as amended through March 8, 2013).
- F2Restricted Stock Award, which is forfeitable until vested. Vesting three years from grant date of May 26, 2016
- F3Includes distributions on (i) October 9,2015 of 11,521 shares from each of the Dickerson Wright 2010 GRAT dated June 28, 2010 and Katherine Wright 2010 GRAT dated June 28, 2010 and (ii) February 26,2016 of 34,836 shares from each of the Dickerson Wright 2012 GRAT dated November 9, 2012 and the Katherine Wright 2012 GRAT dated November 9, 2012.
- F4On October 9,2015, the Dickerson Wright 2010 GRAT dated June 28, 2010 and the Katherine Wright 2010 GRAT dated June 28, 2010 each distributed 11,521 shares to the Wright Family Trust dated December 12,1990.
- F5On February 26,2016, the Dickerson Wright 2012 GRAT dated November 9,2012 and the Katherine Wright 2012 GRAT dated November 9,2012 each distributed 34,836 shares to the Wright Family Trust dated December 12,1990
- F6Dickerson Wright and his wife, Katherine Wright, are trustees. Mr. Wright disclaims beneficial ownership of these securities except to the extent of this pecuniary interest therein.