SEC Form 4 · accession 0001437749-15-009493
NV5 Global, Inc. · NVEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dickerson Wright
Officer — Chairman and CEO · Director · 10% Owner
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F4 | May 6, 2015 | A | 15,826 | $0.00 | A | 717,887 | I | Wright Family Trust dated December 12, 1990 |
| Common StockF3,F4 | holding | — | — | — | 295,054 | I | Dickerson Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF3,F4 | holding | — | — | — | 295,054 | I | Katherine Wright 2010 GRAT dated June 28, 2010 | |
| Common StockF5,F4 | holding | — | — | — | 443,479 | I | Dickerson Wright 2012 GRAT dated November 9, 2012 | |
| Common StockF5,F4 | holding | — | — | — | 443,479 | I | Katherine Wright 2012 GRAT dated November 9, 2012 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Award, which is forfeitable until vested. Vesting three years from grant date of May 6, 2015
- F2Includes distributions on (I) October 10, 2014 of 23,441 shares from each of the Dickerson Wright 2010 GRAT dated June 28, 2010 and the Katherine Wright 2010 GRAT dated June 28, 2010 and (ii) February 20, 2015 of 49,351 shares from each of the Dickerson Wright 2012 GRAT dated November 9, 2012 and the Katherine Wright 2012 GRAT dated November 9, 2012.
- F3On October 10, 2014, the Dickerson Wright 2010 GRAT dated June 28, 2010 and the Katherine Wright 2010 GRAT dated June 28, 2010 each distributed 23,441 shares to the Wright Family Trust dated December 12, 1990.
- F4Dickerson Wright and his wife, Katherine Wright, are trustees. Mr. Wright disclaims beneficial ownership of these securities except to the extent of this pecuniary interest therein.
- F5On February 20, 2015, the Dickerson Wright 2012 GRAT dated November 9, 2012 and the Katherine Wright 2012 GRAT dated November 9, 2012 each distributed 49,351 shares to the Wright Family Trust dated December 12, 1990.