SEC Form 4 · accession 0001493152-18-013996
Power REIT · PW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Justinian Hobor
Director
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 30, 2018 | P$0 | 700 | $0.00 | A | 51,473 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On 9/30/18 Mr. Hobor was granted 700 shares as compensation which vests 50% on 9/30/18 and 25% each on 12/31/18 and 3/31/19.
- F2Includes 8,404 shares directly owned by Justinan R. Hobor, 10,000 shares owned by Roundwood Capital, LLC where Justinian R. Hobor is a managing member, and 33,069 shares where Justinian R. Hobor has limited power of attorney to execute transactions on behalf of his advisory clients. Mr. Hobor does not have voting authority over advisory client shares.