SEC Form 4 · accession 0001493152-17-006057
Power REIT · PW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick R Haynes III
Director
Period of report
May 31, 2017
Accepted (ET)
Jun 1, 2017 · 9:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 31, 2017 | P$0 | 600 | $0.00 | A | 5,537 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On 5/31/17 Mr. Haynes was granted 600 shares as compensation which vests 25% on each of 6/30/17, 9/30/17, 12/31/17 and 3/31/18.
- F2After giving effect to the reported transaction(s), Mr. Haynes has beneficial ownership of 5,537 shares including a non-qualified option to acquire 2,000 shares of common stock that was granted on 8/13/12 and has a 10 year term.