SEC Form 4 · accession 0001354488-15-000822
Power REIT · PW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick R Haynes III
Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 25, 2015 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2014 | P | 400 | $10.40 | A | 4,337 | D | |
| Common StockF2,F3 | Jun 30, 2014 | P | 500 | $9.06 | A | 4,837 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a stock grant in lieu of cash compensation with the stock price as of the date of the grant.
- F2Represents a stock grant in lieu of cash compensation based on the stock price as of the grant date.
- F3Includes a non qualified stock option to acquire 2,000 common shares ("Option") that was awarded on 8/13/2012. The Option vests in three equal installments beginning on the first anniversary of the grant. The Option has a ten year term and a strike price of $7.96.