SEC Form 4 · accession 0001654954-18-003915
Sincerity Applied Materials Holdings Corp. · SINC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Zhang Family Trust
10% Owner
Yiwen Zhang
Officer — CEO, President · Director · 10% Owner
Ting Yin
10% Owner
Period of report
Dec 5, 2017
Accepted (ET)
Apr 13, 2018 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 5, 2017 | I | 4,248,635 | $0.00 | D | 40,962,412 | I | By Zhang Family Trust |
| Common StockF2 | Dec 5, 2017 | S | 500,000 | $0.002 | D | 40,462,412 | I | By Zhang Family Trust |
| Common StockF2 | Feb 2, 2018 | I | 1,000,000 | $0.00 | D | 39,462,412 | I | By Zhang Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares transferred to unrelated parties in consideration for legal, financial advisory, and other professional services.
- F2Zhang Family Trust (the "Trust") owns the reporting securities directly. Each of Zhang Yiwen and his wife, Ting Yin (the sole director/secretary of MFHP Pty Ltd, the trustee of the Trust), is a beneficiary of the Trust and shares equal voting and investment power over the reporting securities held by the Trust..