SEC Form 3 · accession 0000899243-18-001443
Nine Energy Service, Inc. · NINE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
SIMMONS L E & ASSOCIATES INC
10% Owner
L E Simmons
10% Owner
SCF-VII, G.P., Limited Partnership
10% Owner
SCF-VII, L.P.
10% Owner
SCF-VII(A), L.P.
10% Owner
Period of report
Jan 18, 2018
Accepted (ET)
Jan 18, 2018 · 9:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 1,132,238 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 938,063 shares of common stock, $0.01 par value per share ("Common Stock"), of Nine Energy Service, Inc. (the "Issuer") directly owned by SCF-VII, L.P. and 194,175 shares of Common Stock directly owned by SCF-VII(A), L.P.
- F2L. E. Simmons is the Chairman and sole member of the board of directors of L.E. Simmons & Associates, Incorporated, a Delaware corporation ("LESA"), which is the sole general partner of each of SCF-VII, G.P., Limited Partnership ("SCF-VII GP") and SCF-VII(A), G.P., Limited Partnership ("SCF-VII(A) GP"). Additionally, SCF-VII, GP is the sole general partner of SCF-VII, L.P. and SCF-VII(A) GP is the sole general partner of SCF-VII(A), L.P. Based on the reporting person's affiliation with SCF-VII, L.P. and SCF-VII(A), L.P., L. E. Simmons may be deemed to beneficially own all of the shares of Common Stock of the Issuer directly owned by SCF-VII, L.P. and SCF-VII(A), L.P. Mr. Simmons disclaims beneficial ownership of all such interests.
Remarks
This Form 3 is being filed in connection with the effectiveness of the Registration Statement on Form S-1 (Registration No. 333-217601) of Nine Energy Service, Inc. See attached for Exhibit 24 - Power of Attorney.