SEC Form 4 · accession 0000950138-18-000620
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mahon Thomas P Mac
Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2018 | G | 5,234 | $0.00 | D | 59,628 | D | |
| Common StockF1 | Nov 6, 2018 | G | 5,234 | $0.00 | A | 5,234 | I | GRAT |
| Common StockF2 | Nov 7, 2018 | S | 5,234 | $99.502 | D | 0 | I | GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the Reporting Person to his grantor retained annuity trust for the benefit of various charitable organizations.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.41 to $99.59, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.