SEC Form 4 · accession 0000950138-18-000504
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine Houston
Officer — Executive Vice President
Period of report
Aug 10, 2018
Accepted (ET)
Aug 14, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2018 | M | 12,898 | $53.05 | A | 110,908 | D | |
| Common Stock | Aug 10, 2018 | S | 12,898 | $85.00 | D | 98,010 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right-to-Buy)F1 | $53.05 | Aug 10, 2018 | M | 12,898 | D | — | Feb 27, 2019 | Express Scripts Holding Company Common Stock | 12,898 | 0 | D |
Explanation of responses
- F1Grant of stock options pursuant to the Express Scripts, Inc. 2011 Long-Term Incentive Plan. Shares vested in three (3) equal installments on February 28, 2013, February 28, 2014, and February 28, 2015.