SEC Form 4 · accession 0000950138-18-000338
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maura C Breen
Director
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2018 | M | 7,466 | $57.59 | A | 30,108 | D | |
| Common StockF1 | Apr 27, 2018 | F | 5,621 | $76.49 | D | 24,487 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right-to-Buy)F3 | $57.59 | Apr 27, 2018 | M | 7,466 | D | — | May 4, 2018 | Express Scripts Holding Company Common Stock | 7,466 | 0 | D |
Explanation of responses
- F1Represents shares tendered to Company to cover payment of exercise price due upon exercise of stock option previously awarded under long-term incentive plans.
- F2The transaction was completed in connection with and prior to the scheduled expiration of the options.
- F3Grant of Stock Options pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three (3) equal installments on May 1, 2012, May 1, 2013, and May 1, 2014.