SEC Form 4 · accession 0000950138-18-000250
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven B Miller
Officer — Sr. VP & Chief Med. Officer
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2018 | A | 12,373 | $0.00 | A | 59,831 | D | |
| Common StockF2 | Mar 6, 2018 | A | 7,332 | $0.00 | A | 67,163 | D | |
| Common StockF3 | Mar 6, 2018 | F | 3,101 | $74.58 | D | 64,062 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units pursuant to Express Scripts Holding Company 2016 Long-Term Incentive Plan. Awards vest in three equal installments on February 28, 2019, February 28, 2020, and February 28, 2021.
- F2Vesting of performance shares granted under Express Scripts, Inc. 2011 Long-Term Incentive Plan.
- F3Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of performance shares.