SEC Form 4 · accession 0000950138-18-000234
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Paz
Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | M | 161,666 | $56.50 | A | 980,826 | D | |
| Common StockF1 | Mar 2, 2018 | F | 140,078 | $74.77 | D | 840,748 | D | |
| Common Stock | holding | — | — | — | 132,527 | I | By Spouse Trust | |
| Common Stock | holding | — | — | — | 132,850 | I | By Reporting Person's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right-to-Buy)F3 | $56.50 | Mar 2, 2018 | M | 161,666 | D | — | Mar 2, 2018 | Express Scripts Holding Company Common Stock | 161,666 | 0 | D |
Explanation of responses
- F1Represents shares tendered to Company to cover payment of exercise price and Reporting Person's tax liability due upon exercise of stock option previously awarded under long-term incentive plans.
- F2Represents options that were automatically exercised immediately prior to the expiration of the options.
- F3Stock option previously awarded pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. Options vested in three (3) equal installments on February 28, 2012, February 28, 2013, and February 28, 2014.