SEC Form 4 · accession 0000950138-17-000432
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Paz
Director
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2017 | A | 1,648 | $0.00 | A | 954,991 | D | |
| Common Stock | holding | — | — | — | 70,027 | I | By Spouse Trust | |
| Common Stock | holding | — | — | — | 70,350 | I | By Reporting Person's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right-to-Buy)F2 | $60.66 | May 11, 2017 | A | 8,006 | A | — | May 11, 2027 | Express Scripts Holding Company Common Stock | 8,006 | 8,006 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to Express Scripts Holding Company 2016 Long-Term Incentive Plan. Awards vest in three equal installments on May 1, 2018, May 1, 2019, and May 1, 2020.
- F2Grant of stock option pursuant to Express Scripts Holding Company 2016 Long-Term Incentive Plan. Vests in three equal installments on May 1, 2018, May 1, 2019, and May 1, 2020.