SEC Form 4 · accession 0000950138-17-000379
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Mergenthaler
Director
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2017 | M | 8,042 | $51.245 | A | 32,766 | D | |
| Common StockF1 | May 5, 2017 | F | 6,693 | $61.58 | D | 26,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right-to-Buy)F3 | $51.245 | May 5, 2017 | M | 8,042 | D | — | May 5, 2017 | Express Scripts Holding Company Common Stock | 8,042 | 0 | D |
Explanation of responses
- F1Represents shares tendered to Company to cover payment of exercise price due upon exercise of stock option previously awarded under long-term incentive plans.
- F2Represents options that were automatically exercised immediately prior to the expiration of the options.
- F3Grant of Stock Options pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three (3) equal installments on May 1, 2011, May 1, 2012, and May 1, 2013.
Remarks
EXHIBIT LIST - Exhibit 24 - Power of Attorney for Frank Mergenthaler