SEC Form 5 · accession 0000950138-17-000172
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seymour Sternberg
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2016 | G | 5,700 | $0.00 | D | 4,369 | D | |
| Common StockF2 | Nov 23, 2016 | G | 6,589 | $0.00 | D | 4,369 | D | |
| Common Stock | holding | — | — | — | 2,758 | I | By Spouse | |
| Common StockF1,F2 | holding | — | — | — | 15,778 | I | By 2016 GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The balance reflects a November 1, 2016 transfer of 5,971 shares from the Reporting Person's grantor retained annuity trust (the "GRAT") to the Reporting Person. These shares were previously reported as indirectly beneficially owned by the Reporting Person and are now reported as directly owned by the Reporting Person.
- F2The balance reflects a November 21, 2016 transfer of 6,589 shares from the Reporting Person's GRAT to the Reporting Person. These shares were previously reported as indirectly beneficially owned by the Reporting Person and are now reported as directly owned by the Reporting Person.
Remarks
EXHIBIT LIST - Exhibit 24 - Power of Attorney for Seymour Sternberg