SEC Form 4 · accession 0000950138-17-000101
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Everett Neville
Officer — Sr VP-Supply Chain & Specialty
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1,F2,F3 | $0.00 | Feb 1, 2017 | A | 199 | A | — | — | Express Scripts Holding Company Common Stock | 199 | 705 | D |
Explanation of responses
- F1. Phantom Stock Unit credited under the Company's Executive Deferred Compensation Plan.
- F2Upon distribution each Phantom Stock Unit converts to one share of the Company's Common Stock.
- F3Basic Company Credit by Express Scripts Holding Company to Participant's Account in the Executive Deferred Compensation Plan; shares vest 3 (three) years after the plan year to which such credit relates