SEC Form 4 · accession 0000950138-16-001289
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A McGinnis
Officer — VP, Controller & Ch. Acct. Off
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 9, 2016 | F | 974 | $71.13 | D | 4,955 | D | |
| Common StockF2 | Sep 12, 2016 | S | 1,785 | $70.77 | D | 3,170 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of restricted stock units previously awarded under long-term incentive plans.
- F2The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.