SEC Form 4 · accession 0000950138-16-001115
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C Wentworth
Officer — President & CEO · Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2016 | A | 24,058 | $0.00 | A | 153,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right-to-Buy)F2 | $72.74 | May 4, 2016 | A | 123,064 | A | — | May 4, 2026 | Express Scripts Holding Company Common Stock | 123,064 | 123,064 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to Express Scripts Holding Company 2016 Long-Term Incentive Plan. Awards vest in three equal installments on May 4, 2017, May 4, 2018, and May 4, 2019.
- F2Grant of stock option pursuant to Express Scripts Holding Company 2016 Long-Term Incentive Plan. Vests in three equal installments on May 4, 2017, May 4, 2018, and May 4, 2019.