SEC Form 4 · accession 0000950138-16-000964
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Mergenthaler
Director
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 10,954 | $22.87 | A | 24,075 | D | |
| Common StockF1 | Mar 2, 2016 | F | 3,520 | $71.19 | D | 20,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right-to-Buy)F2 | $22.87 | Mar 2, 2016 | M | 10,954 | D | — | Mar 2, 2016 | Express Scripts Holding Company Common Stock | 10,954 | 0 | D |
Explanation of responses
- F1Represents shares tendered to Company to cover payment of exercise price due upon exercise of stock option previously awarded under long-term incentive plans.
- F2Stock option previously awarded under long-term incentive plans. All shares vested on March 2, 2012.