SEC Form 4 · accession 0000950138-15-000718
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven B Miller
Officer — Sr. VP & Chief Med. Officer
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2015 | A | 1,151 | $0.00 | A | 25,059 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right-to-Buy)F2 | $86.82 | Dec 1, 2015 | A | 5,818 | A | — | Dec 1, 2025 | Express Scripts Holding Company Common Stock | 5,818 | 5,818 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Award vests in three equal installments on December 1, 2016, December 1, 2017 and December 1, 2018.
- F2Grant of stock option pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Award vests in three equal installments on December 1, 2016, December 1, 2017, and December 1, 2018.