SEC Form 4 · accession 0000950138-15-000689
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phyllis S. Anderson
Officer — Sr. VP & Ch. Marketing Officer
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 30, 2015 | A | 2,894 | $0.00 | A | 5,321 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right-To-Buy)F2 | $86.38 | Oct 30, 2015 | A | 14,420 | A | — | Oct 30, 2025 | Express Scripts Holding Company Common Stock | 14,420 | 14,420 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to Express Scripts 2011 Long-Term Incentive Plan. Award vests in three equal installments on October 30, 2016, October 30, 2017, and October 30, 2018.
- F2Grant of stock option pursuant to Express Scripts 2011 Long-Term Incentive Plan. Vests in three equal installments on October 30, 2016, October 30, 2017, and October 30, 2018.