SEC Form 4 · accession 0000950138-15-000390
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Wimberly
Officer — Sr. VP & Ch. Information Off.
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | M | 12,279 | $56.50 | A | 34,808 | D | |
| Common Stock | Jun 1, 2015 | M | 9,078 | $58.17 | A | 43,886 | D | |
| Common Stock | Jun 1, 2015 | M | 16,356 | $53.05 | A | 60,242 | D | |
| Common Stock | Jun 1, 2015 | M | 3,557 | $53.05 | A | 63,799 | D | |
| Common Stock | Jun 1, 2015 | M | 4,799 | $77.15 | A | 68,598 | D | |
| Common Stock | Jun 1, 2015 | S | 46,069 | $86.15 | D | 22,529 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right-to-Buy)F1 | $56.50 | Jun 1, 2015 | M | 12,279 | D | — | Mar 2, 2018 | Express Scripts Holding Company Common Stock | 12,279 | 12,279 | D |
| Non-Qualified Stock Option (Right-to-Buy)F2 | $58.17 | Jun 1, 2015 | M | 9,078 | D | — | Mar 6, 2020 | Express Scripts Holding Company Common Stock | 9,078 | 18,156 | D |
| Non-Qualified Stock Option (Right-to-Buy)F3 | $53.05 | Jun 1, 2015 | M | 16,356 | D | — | Feb 27, 2019 | Express Scripts Holding Company Common Stock | 16,356 | 16,356 | D |
| Non-Qualified Stock Option (Right-to-Buy)F4 | $53.05 | Jun 1, 2015 | M | 3,557 | D | — | Feb 27, 2019 | Express Scripts Holding Company Common Stock | 3,557 | 3,556 | D |
| Non-Qualified Stock Option (Right-to-Buy)F5 | $77.15 | Jun 1, 2015 | M | 4,799 | D | — | Mar 5, 2021 | Express Scripts Holding Company Common Stock | 4,799 | 23,996 | D |
Explanation of responses
- F1Grant of stock option pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three (3) equal installments on February 28, 2012, February 28, 2013, and February 28, 2014.
- F2Grant of stock option pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vests in three (3) equal installments on February 28, 2014, February 28, 2015, and February 28, 2016.
- F3Grant of stock option pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vested in three (3) equal installments on February 28, 2013, February 28, 2014, and February 28, 2015.
- F4Grant of stock option pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vested on February 28, 2014.
- F5Grant of stock option pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vests in three equal installments on February 28, 2015, February 28, 2016, and February 28, 2017.