SEC Form 4 · accession 0000950138-15-000191
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Paz
Officer — Chairman & CEO · Director
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2015 | A | 87,984 | $0.00 | A | 838,594 | D | |
| Common StockF2 | Mar 4, 2015 | F | 42,189 | $84.83 | D | 796,405 | D | |
| Common StockF3 | Mar 4, 2015 | A | 40,276 | $0.00 | A | 836,681 | D | |
| Common Stock | holding | — | — | — | 69,737 | I | By Spouse Trust | |
| Common Stock | holding | — | — | — | 70,060 | I | By Reporting Person's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right-to-Buy)F4 | $84.83 | Mar 4, 2015 | A | 189,385 | A | — | Mar 4, 2025 | Express Scripts Holding Company Common Stock | 189,385 | 189,385 | D |
Explanation of responses
- F1Vesting of performance shares granted under Express Scripts, Inc. 2011 Long-Term Incentive Plan.
- F2Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of performance shares.
- F3Grant of restricted stock units pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Awards vest in three equal installments on February 28, 2016, February 28, 2017 and February 28, 2018.
- F4Grant of stock option pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vests in three equal installments on February 28, 2016, February 28, 2017, and February 28, 2018.