SEC Form 4 · accession 0001665513-17-000005
Ocean Thermal Energy Corp · CPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter H Wolfson
Director
Period of report
Dec 28, 2016
Accepted (ET)
Aug 2, 2017 · 8:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001531272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2017 | P | 51 | $8.59 | A | 918,551 | D | |
| Common Stock | Jun 7, 2017 | P | 50 | $8.59 | A | 918,601 | D | |
| Common Stock | Jun 23, 2017 | P | 50 | $8.10 | A | 918,651 | D | |
| Common Stock | Jun 29, 2017 | P | 100 | $7.05 | A | 918,751 | D | |
| Common Stock | Jul 12, 2017 | P | 100 | $6.80 | A | 918,851 | D | |
| Common Stock | Jul 18, 2017 | P | 100 | $6.05 | A | 918,951 | D | |
| Common Stock | Jul 20, 2017 | P | 100 | $4.80 | A | 919,051 | D | |
| Common Stock | Jul 25, 2017 | P | 100 | $4.00 | A | 919,151 | D | |
| Common Stock | Jul 31, 2017 | P | 150 | $3.01 | A | 919,301 | D | |
| Common Stock | Aug 2, 2017 | P | 100 | $3.49 | A | 919,401 | D |
Table II — derivative securities
No Table II lines on this filing.