SEC Form 3 · accession 0001140361-16-071661
Ocean Thermal Energy Corp · CPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted G. Johnson
Officer — Sr. VP of OTEC Programs
Period of report
Jul 5, 2016
Accepted (ET)
Jul 5, 2016 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001531272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,650,000 | D |
Table II — derivative securities
No Table II lines on this filing.