SEC Form 3 · accession 0001214659-16-013786
Elio Motors, Inc. · ELIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Lichter
Director · 10% Owner
Period of report
Sep 23, 2016
Accepted (ET)
Sep 23, 2016 · 2:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001531266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 5,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible note | $5.98 | holding | — | — | — | Sep 23, 2016 | Sep 30, 2022 | Common Stock | 326,923 | — | D |
| Convertible note | $15.00 | holding | — | — | — | Sep 23, 2016 | Sep 30, 2022 | Common Stock | 163,333 | — | D |
| Stock option - right to buy | $5.56 | holding | — | — | — | Sep 23, 2016 | Jun 29, 2025 | Common Stock | 1,887,554 | — | D |
| Stock option - right to buy | $17.00 | holding | — | — | — | Sep 23, 2016 | May 10, 2021 | Common Stock | 58,824 | — | D |