SEC Form 4 · accession 0001209191-19-017699
BJ's Wholesale Club Holdings, Inc. · BJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C. Werner
Officer — SVP, Strat. Plan & Inv. Rel.
Period of report
Mar 6, 2019
Accepted (ET)
Mar 7, 2019 · 3:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001531152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2019 | M | 14,383 | $4.26 | A | 70,629 | D | |
| Common Stock | Mar 6, 2019 | M | 19,761 | $5.72 | A | 90,390 | D | |
| Common StockF2 | Mar 6, 2019 | S | 34,144 | $27.93 | D | 56,246 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $4.26 | Mar 6, 2019 | M | 14,383 | D | — | Jun 12, 2023 | Common Stock | 14,383 | 0 | D |
| Stock OptionF3 | $5.72 | Mar 6, 2019 | M | 19,761 | D | — | Sep 20, 2026 | Common Stock | 19,761 | 118,489 | D |
Explanation of responses
- F1The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on October 5, 2018.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.38 to $28.00 inclusive. The reporting person undertakes to provide to BJ's Wholesale Club Holdings, Inc., any security holder of BJ's Wholesale Club Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- F3This option is fully vested and currently exercisable.