SEC Form 4 · accession 0001209191-19-007049
BJ's Wholesale Club Holdings, Inc. · BJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Baldwin
Officer — President & CEO · Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 4, 2019 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001531152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | M | 48,622 | $5.72 | A | 243,936 | D | |
| Common StockF2 | Feb 1, 2019 | S | 16,210 | $26.05 | D | 227,726 | D | |
| Common StockF3 | Feb 1, 2019 | S | 32,412 | $26.02 | D | 195,314 | D | |
| Common Stock | holding | — | — | — | 170,737 | I | Christopher J. Baldwin Irrevocable Trust | |
| Common Stock | holding | — | — | — | 849,696 | I | The Christopher J. Baldwin Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $5.72 | Feb 1, 2019 | M | 16,210 | D | — | Sep 8, 2025 | Common Stock | 16,210 | 157,500 | D |
| Stock OptionF4 | $5.72 | Feb 1, 2019 | M | 32,412 | D | — | Mar 24, 2026 | Common Stock | 32,412 | 504,257 | D |
Explanation of responses
- F1The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on October 2, 2018.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.00 to $26.41 inclusive. The reporting person undertakes to provide to BJ's Wholesale Club Holdings, Inc., any security holder of BJ's Wholesale Club Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.00 to $26.43 inclusive. The reporting person undertakes to provide to BJ's Wholesale Club Holdings, Inc., any security holder of BJ's Wholesale Club Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).
- F4This option is fully vested and currently exercisable.