SEC Form 4 · accession 0001209191-19-005736
BJ's Wholesale Club Holdings, Inc. · BJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Baldwin
Officer — President & CEO · Director
Period of report
Jan 25, 2019
Accepted (ET)
Jan 29, 2019 · 3:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001531152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2018 | G | 849,696 | $0.00 | D | 195,314 | D | |
| Common Stock | Dec 7, 2018 | G | 849,696 | $0.00 | A | 849,696 | I | The Christopher J. Baldwin Grantor Retained Annuity Trust |
| Common Stock | Jan 25, 2019 | M | 48,622 | $5.72 | A | 243,936 | D | |
| Common Stock | Jan 25, 2019 | S | 48,622 | $26.00 | D | 195,314 | D | |
| Common Stock | holding | — | — | — | 170,737 | I | Christopher J. Baldwin Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $5.72 | Jan 25, 2019 | M | 48,622 | D | — | Sep 8, 2025 | Common Stock | 48,622 | 173,710 | D |
Explanation of responses
- F1This transaction is an estate planning transfer of shares by the Reporting Person to The Christopher J. Baldwin Grantor Retained Annuity Trust.
- F2The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on October 2, 2018.
- F3The option is fully vested and currently exercisable.